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Professional Education
357 East Chicago Avenue
Chicago, IL 60611-3069

professional-ed@
law.northwestern.edu

Phone: (312) 503-8932
Fax: (312) 503-2930

Information


35th Annual Securities Regulation Institute

SRI Home | Schedule | Register | Information | Hotel Accommodations | Executive Committee and Advisory Board | Brochure (pdf) | Sponsors

Who Should Attend
The Securities Regulation Institute is designed to provide private practitioners and corporate counsel with a timely analysis of the most recent laws and developments in the securities law field.

Registration and Tuition
Tuition for the Securities Regulation Institute is $1,500 each for one to five registrations from the same firm or corporation and $1,350 each for six or more registrations from the same firm or corporation. (Additional discounts are available for 8 or more registrations from the same firm or corporation.)

To ensure that the discount is correctly applied, please send all registrations together. Included are all sessions, continental breakfast, lunches, coffee breaks, receptions, and extensive program materials distributed at the Institute.

Registrations must be made in advance. On-site registration is only available as space permits and requires an additional $100 fee. Registration is for the full three days of the program for one individual. Shared registration is not available.

CD-ROM Option: Registrants may choose to receive the course materials on a CD-ROM rather than as a three-manual set. You may bring your laptop to the program—power strips will be available in the plenary sessions. Please indicate this preference on the registration form.

Cancellation Policy
Full tuition refunds will be made for all written cancellations received by January 2. A $250 administrative fee will be deducted from refunds on written cancellations received after January 2.

No refunds will be given for cancellations made after January 9, 2008. Substitutions may be made on registrations up to January 16, 2008.

Hotel Accommodations
As a registrant, you may take advantage of special hotel rates at the Hotel del Coronado, 1500 Orange Avenue, Coronado (San Diego), California (telephone 800/468-3533). To do so, you must identify yourself as a participant in the Securities Regulation Institute. You may also make your reservation online (enter SEC2008 as your password.) Victorian rooms are $320, Resort rooms are $399, Resort Partial Oceanview rooms are $530 and Resort Oceanfront rooms are $640. Other room categories are also available. Subject to availability, the cutoff date for these rates is December 31, 2007. We encourage you to make your reservations as soon as possible.

Each reservation with the hotel must be accompanied by a one night deposit refundable up to 30 days prior to arrival.

Conference parking rates are $13 per day for self-parking and $18 per day for valet parking.

If rooms at the Hotel del Coronado are unavailable or if you choose to stay elsewhere, we have compiled a list of alternate hotels. 

Coronado Hotels:
Coronado Island Marriott Resort (approx. 2 miles from Hotel Del)
2000 Second Street
Coronado, CA 92118
300 rooms
Tel: (619) 435-3000 | Fax: (619) 435-4183 | www.marriott.com

Loews Coronado Bay Resort (approx. 5 miles from Hotel Del)
4000 Coronado Bay Road
Coronado, CA 92118
440 rooms
Tel: (619) 424-4000 | Fax: (619) 424-4400 | www.loewshotels.com

Best Western Suites (approx. 1.5 miles from Hotel Del)
275 Orange Avenue
Coronado, CA 92118
63 Rooms
Tel: (619) 437-1666 | Fax: (619) 437-0188 | www.bestwestern.com

Within Walking Distance of the Hotel Del:
Glorietta Bay Inn (directly across the street from the Hotel Del)

1630 Glorietta Boulevard
100 rooms (Pool, Hot Tub)
Tel: (619) 435-3101 | Toll Free: (800) 283-9383 | Fax: (619) 435-6182 | www.gloriettabayinn.com

El Cordova Hotel
1351 Orange Avenue
Coronado, CA 92118
45 rooms (Pool, Fitness Center, Restaurant, Lounge)
Tel: (619) 435-4131 |Toll Free: (800) 229-2032 | Fax: (619) 435-0632 | www.elcordovahotel.com

Several Large hotels are in downtown San Diego (approx. 8 miles from the Hotel Del)

Continuing Legal Education Credit
As a program sponsored by Northwestern University School of Law, the Securities Regulation Institute is recognized by most states for mandatory CLE credit. Estimated credit hours are 22.2 based on a 50-minute credit hour, including 1.8 credits in ethics, and 18.5 credit hours based on a 60-minute credit hour, including 1.5 credits in ethics. Questions about CLE should be directed to the office of Executive and Professional Education at 312/503-4213.

California Continuing Legal Education Credit
Northwestern University School of Law certifies that this activity has been approved for CLE credit by the State Bar of California and estimates credit hours in the amount of 18.5 hours, of which 1.5 hours will apply to legal ethics.

Location and Institute Check-In
All sessions will be conducted at the Hotel del Coronado, on Coronado Island near San Diego. Plenary sessions will be held in the Grand Ballroom. Participants may check in and pick up their conference materials at the Institute registration desk in the Crystal Continental Room on Tuesday, January 22, from 5 to 7 p.m. or Wednesday, January 23, after 7 a.m.All sessions will be conducted at the Hotel del Coronado, on Coronado Island near San Diego. Plenary sessions will be held in the Grand Ballroom. Participants may check in and pick up their conference materials at the Institute registration desk in the Crystal Continental Room on Tuesday, January 22, from 5 to 7 p.m. or Wednesday, January 23, after 7 a.m.

Sponsors
Northwestern Law’s Professional Education Department sponsors numerous continuing legal education programs designed to provide attorneys, both firm and in-house, with information and solutions to the complex questions that confront the legal community today. Timely and topical, the roster of programs address a variety of legal topics. For full information, visit our web site or e-mail us at professional-ed@law.northwestern.edu.

Northwestern University School of Law
thanks this year’s sponsors of the Institute:

AON Consulting
FTI Consulting
KPMG LLP
Kroll
Merrill Corporation
Wolters Kluwer Law & Business

 

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